Beste Sarbanes Oxley Podcasts (2024)

1
Breaking the Chains: The FTC’s Ban on Non-Compete Agreements 24:01

16d ago24:01

24:01

Comment on the Show by Sending Mark a Text Message. Prepare to be liberated from the shackles of non-compete agreements! This episode peels back the layers of the Federal Trade Commission's revolutionary ban that's set to empower approximately 30 million workers by September 4, 2024. We're not just talking about the end of these restrictive agreeme…

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Series 65 Exam Free Audio Lesson 8 2024 13:45

18d ago13:45

13:45

Series 65 Exam Free Audio Lesson 8 2024 Series 65 Exam Free Audio Lesson 8 2024 is a lesson for the Series 65 Exam which can lead to the candidate being licensed as an Investment Advisor Representative. The other possible exam would be the series 66 examination. What is the Series 65 Exam? The Series 65 Exam The Series 65 is another path to becomin…

1
Big Win For Employees Proving Discrimination:The Job Transfer Equals “Some Harm” 10:52

24d ago10:52

10:52

Comment on the Show by Sending Mark a Text Message. Discover the legal game-changer that's levelling the playing field for employees in our latest episode, where we unpack the monumental Supreme Court decision in Muldrow v. City of St. Louis, Missouri. Celebrate with us the unanimous ruling that revamps the burden of proof on workplace discriminati…

1
Series 65 Exam Lesson 25 Quiz Mutual Funds pt. 2 12:18

25d ago12:18

12:18

Series 65 Exam Quiz Mutual Funds 2 This is a Series 65 Exam Lesson 25 Quiz Mutual Funds pt. 2: a free quiz for Series 65 Exam Quiz Mutual Funds 2 which is covering mutual funds pt 2 . Try it and see how you do if you need help listen the lesson over. Series 65 Exam Lesson 25 Quiz Mutual Funds pt. 2 Series 65 Exam Lesson 25 Quiz Mutual Funds pt. 2 c…

1
Negative Impacts of AI on Employees and Working 52:12

1M ago52:12

52:12

Comment on the Show by Sending Mark a Text Message. Could the very tools designed to enhance our productivity in the workplace be silently shaping a future of bias and invasion of privacy? Join me, Mark, as we delve into the profound impact AI is having on employment, from the boardroom to the break room. Along with insights from industry consultan…

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Series 65 Exam Lesson 26 Quiz Mutual Funds pt. 3 13:16

1M ago13:16

13:16

Series 65 Exam Quiz Mutual Funds 3 This is a Series 65 Exam Lesson 26 Quiz Mutual Funds pt. 3: a free quiz for Series 65 Exam Quiz Mutual Funds 3 which is covering mutual funds pt 3 . Try it and see how you do if you need help listen the lesson over. Series 65 Exam Lesson 25 Quiz Mutual Funds pt. 2 Series 65 Exam Lesson 26 Quiz Mutual Funds pt. 3 c…

1
Series 65 Exam Lesson 29 Annuities Quiz 13:52

1M ago13:52

13:52

Series 65 Exam Lesson 29 Annuities Quiz This is a Series 65 Exam Lesson 29 Annuities Quiz: a free quiz for Series 65 Exam Lesson 29 Annuities Quiz which is covering the unit investment trust . Try it and see how you do if you need help listen the lesson over. Series Series 65 Exam Lesson 29 Annuities Quiz Series 65 Exam Lesson 29 Annuities Quiz is …

1
Series 65 Exam Lesson 28 Unit Investment Trust Quiz 13:42

2M ago13:42

13:42

Series 65 Exam Lesson 28 Unit Investment Trust This is a Series 65 Exam Lesson 28 Unit Investment Trust: a free quiz for Series 65 Exam Lesson 28 Unit Investment Trust which is covering the unit investment trust . Try it and see how you do if you need help listen the lesson over. Series 65 Exam Lesson 28 Unit Investment Trust Quiz Series 65 Exam Le…

1
Series 65 Exam Lesson Supplement Interview with Whistleblower Atty. Mark Pugsley 2024 1:22:14

2M ago1:22:14

1:22:14

S Series 65 Podcast Interview with Whistleblower Attorney Mark Pugsley 2024 This is an interview with Whistleblower Attorney Mark Pugsley while this is not information that is required for the Series 7 Exam I think you will be a more knowledgeable advisor if you are aware of the information contained in this interview. Mark Pugsley is quite famous …

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Series 65 Exam Lesson 55 Securities Act of 1933 Quiz 2024 13:15

2M ago13:15

13:15

Series 65 Exam Lesson 55 Securities Act of 1933 Quiz This is a Series 65 Exam Lesson 55 Securities Act of 1933 Quiz: a free quiz for Series 65 Exam Lesson 56 Securities Act of 1933 Quiz. Try it and see how you do if you need help listen the lesson over. Series 65 Exam Lesson 55 Securities Act of 1933 Quiz 2024 Series 65 Exam Lesson 55 Securities Ac…

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Series 65 Exam Lesson 56 Securities Exchange Act of 1934 Quiz 2024 12:19

2M ago12:19

12:19

Series 65 Exam Lesson 56 Securities Exchange Act of 1934 Quiz This is a Series 65 Exam Lesson 56 Securities Exchange Act of 1934 Quiz: a free quiz for Series 65 Exam Lesson 56 Securities Exchange Act of 1934 Quiz. Try it and see how you do if you need help listen the lesson over. Series 65 Exam Lesson 56 Securities Exchange Act of 1934 Quiz Series …

1
Carol Tomka's Battle: Confronting Sexual Assault and Harassment in the Workplace 54:14

2M ago54:14

54:14

Comment on the Show by Sending Mark a Text Message. Can you imagine facing a nightmare in the very place meant for professional growth? Carol Tomka's story, set nearly three decades ago, echoes the chilling experiences that, unfortunately, still resonate in today's workplaces. This episode brings to light the harrowing journey of Carol, who suffere…

1
Corporate DEI Causes Racism and Reverse Discrimination 16:25

2M ago16:25

16:25

Comment on the Show by Sending Mark a Text Message. Could your company's efforts to foster diversity be paradoxically fueling discrimination? Unpack the complexity of corporate DEI programs with us, as we scrutinize their waning popularity and the alarming suggestion that these well-intentioned initiatives might actually be nurturing a new kind of …

1
Series 65 Exam Free Audio Lesson 9 2024 12:45

2M ago12:45

12:45

Series 65 Exam Free Audio Lesson 9 2024 Series 65 Exam Free Audio Lesson 9 2024 is a lesson for the Series 65 Exam which can lead to the candidate being licensed as an Investment Advisor Representative. The other possible exam would be the series 66 examination. What is the Series 65 Exam? The Series 65 Exam The Series 65 is another path to becomin…

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Series 65 Exam Lesson 58 Sarbanes-Oxley Act Quiz 2024 12:43

2M ago12:43

12:43

Series 65 Exam Lesson 58 Sarbanes-Oxley Act Quiz This is a Series 65 Exam Lesson 58 Sarbanes-Oxley Act Quiz: a free quiz for Series 65 Exam Lesson 58 Sarbanes-Oxley Act Quiz. Try it and see how you do if you need help listen the lesson over. Series 65 Exam Lesson 58 Sarbanes-Oxley Act Quiz 2024 Series 65 Exam Lesson 58 Sarbanes-Oxley Act Quiz 2024 …

1
An Extreme Hostile Work Environment Case: The Billie Banks vs. General Motors Story 57:42

3M ago57:42

57:42

Comment on the Show by Sending Mark a Text Message. Embark on a legal journey that cuts to the core of workplace ethics as we dissect the Billie Banks vs. General Motors case, a paramount lawsuit that challenges our understanding of race-based discrimination and hostile work environments. This episode lays bare the incidents of racial taunts and se…

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Series 65 Exam Free Audio Lesson 7 2024 13:47

3M ago13:47

13:47

Series 65 Exam Free Audio Lesson 7 2024 Series 65 Exam Free Audio Lesson 7 2024 is a lesson for the Series 65 Exam which can lead to the candidate being licensed as an Investment Advisor Representative. The other possible exam would be the series 66 examination. What is the Series 65 Exam? The Series 65 Exam The Series 65 is another path to becomin…

1
Performance Reviews Are Now Controlled By AI and Provide Constant Feedback 14:38

3M ago14:38

14:38

Comment on the Show by Sending Mark a Text Message. Could an algorithm determine your career future? We're peering into the transformative world of AI-driven employee performance reviews, dissecting the complexities and the concerns they introduce into the workplace. This episode takes a hard look at the implications of replacing traditional perfor…

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Navigating ERISA STD and LTD Disability Claims Process: Insider Strategies for Securing Your Benefits 1:11:41

3M ago1:11:41

1:11:41

Comment on the Show by Sending Mark a Text Message. Have you ever been thrust into the bewildering maze of disability claims? Fear not, because Mark is here to guide you through this critical journey. On today’s episode is a comprehensive roadmap of the ERISA disability claims process, where Mark unravels the intricacies of both short-term and long…

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Series 65 Exam Free Audio Lesson 6 2024 13:48

3M ago13:48

13:48

Series 65 Exam Free Audio Lesson 6 2024 Series 65 Exam Free Audio Lesson 6 2024 is a lesson for the Series 65 Exam which can lead to the candidate being licensed as an Investment Advisor Representative. The other possible exam would be the series 66 examination. What is the Series 65 Exam? The Series 65 Exam The Series 65 is another path to becomin…

1
Now it is Easier for Employees to Blow the Whistle Under Sarbanes Oxley Act 16:55

3M ago16:55

16:55

Comment on the Show by Sending Mark a Text Message. Discover the seismic shift in whistleblower protections as we trace the footsteps of Trevor Murray, the former UBS employee whose courage has carved a new path in the legal jungle. This episode is a treasure trove of insights for anyone standing at the crossroads of ethical decisions in the workpl…

1
Series 65 Exam Free Audio Lesson 5 2024 29:15

3M ago29:15

29:15

Series 65 Exam Free Audio Lesson 5 2024 Series 65 Exam Free Audio Lesson 5 2024 is a lesson for the Series 65 Exam which can lead to the candidate being licensed as an Investment Advisor Representative. The other possible exam would be the series 66 examination. What is the Series 65 Exam? The Series 65 Exam The Series 65 is another path to becomin…

1
Series 65 Exam Free Audio Lesson 4 2024 33:25

3M ago33:25

33:25

Series 65 Exam Free Audio Lesson 4 2024 Series 65 Exam Free Audio Lesson 4 2024 is a lesson for the Series 65 Exam which can lead to the candidate being licensed as an Investment Advisor Representative. The other possible exam would be the series 66 examination. What is the Series 65 Exam? The Series 65 Exam The Series 65 is another path to becomin…

1
Series 65 Podcast Logan Keller Interview 48:07

4M ago48:07

48:07

Series 65 Podcast Logan Keller Interview From Apache Helicopter Pilot to Financial Advisor: The Journey of Logan Keller In the world of finance, career trajectories often follow conventional paths through business schools and internships. However, every so often, there emerges an individual whose journey into the financial realm takes a unique and …

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Series 65 Exam Free Audio Lesson 3 2024 35:56

4M ago35:56

35:56

Series 65 Exam Free Audio Lesson 3 2024 Series 65 Exam Free Audio Lesson 3 2024 is a lesson for the Series 65 Exam which can lead to the candidate being licensed as an Investment Advisor Representative. The other possible exam would be the series 66 examination. What is the Series 65 Exam? The Series 65 Exam The Series 65 is another path to becomin…

1
Series 65 Exam Free Audio Lesson 1 2024 39:46

4M ago39:46

39:46

Series 65 Exam Free Audio Lesson 1 2024 Series 65 Exam Free Audio Lesson 1 2024 is a lesson for the Series 65 Exam which can lead to the candidate being licensed as an Investment Advisor Representative. The other possible exam would be the series 66 examination. What is the Series 65 Exam? The Series 65 Exam The Series 65 is another path to becomin…

1
Menopause Friendly Workplaces 16:16

6M ago16:16

16:16

Comment on the Show by Sending Mark a Text Message. Ready to discover the untapped benefits of creating menopause-friendly workplaces? Buckle up as we take you through the enlightening findings of Bank of America's study on menopause in the workplace. We uncover the critical need for employers to address the challenges faced by women going through …

1
Performance Reviews Don't Work- Employers Are to Blame 10:56

7M ago10:56

10:56

Comment on the Show by Sending Mark a Text Message. In this episode I discuss why performance reviews do not work and why employers are to blame. Changing the name doesn't change the game! We confront the rising trend of replacing 'performance reviews' with softer terms like 'feedback' and 'feed forward.' Drawing on my own experiences as an employm…

1
Two Wins for Pregnant and Working Moms 22:48

7M ago22:48

22:48

Comment on the Show by Sending Mark a Text Message. What if there were laws to protect the rights of pregnant and nursing mothers at work? Well, get ready to expand your knowledge on the Providing Urgent Maternal Protections for Nursing Mothers Act (PUMP Act) and the Pregnant Workers Fairness Act (PWFA) that set the pace for better treatment of wor…

1
When the Earth Shifted: The Banning of Non-Competition Agreements 11:59

8M ago11:59

11:59

Comment on the Show by Sending Mark a Text Message. The Earth shifted beneath our feet on May 30, 2023, when the National Labor Relations Board (NLRB) General Counsel declared non-competition agreements illegal. This is a game-changer, folks! Our discussion centers around the key reasons why this legal opinion packs the punch of law, the crucial ro…

1
The Most Shocking Sexual Harassment Case Ever: Interview With Reporter Susan Antilla 39:23

11M ago39:23

39:23

Comment on the Show by Sending Mark a Text Message. In this episode of the Employee Survival Guide, Mark addresses one of the worst possible sexual harassment and sexual assault stories that has ever occurred in the workplace. Mark interviews veteran news reporter and author Susan Antilla, NYTimes and Insider, who broke the story. It is just shocki…

1
The Games Employers Play 50:24

11M ago50:24

50:24

Comment on the Show by Sending Mark a Text Message. In this episode of the Employee Survival Guide, Mark addresses the games employers play with employees. Mark recently had two consultations with perspective clients and wanted to share the insights he shared with both individuals to help each person understand the games their employers were playin…

1
Working and Protecting Your Job During Menopause 14:23

11M ago14:23

14:23

Comment on the Show by Sending Mark a Text Message. In this episode of the Employee Survival Guide, Mark addresses the taboo issue of the effects of menopause and working. Over half of all employees are women and half of them are at an age where they are experiencing perimenopause and menopause. Mark raises the issue that employers need to do more …

1
Series 65 Exam Lesson 58 Sarbanes-Oxley Act Quiz 12:43

1y ago12:43

12:43

Series 65 Exam Lesson 58 Sarbanes-Oxley Act Quiz This is a Series 65 Exam Lesson 58 Sarbanes-Oxley Act Quiz: a free quiz for Series 65 Exam Lesson 58 Sarbanes-Oxley Act Quiz. Try it and see how you do if you need help listen the lesson over. Series 65 Exam Lesson 58 Sarbanes-Oxley Act Quiz Series 65 Exam Lesson 58 Sarbanes-Oxley Act Quiz is coverin…

1
The Pros & Cons of Oversharing At Work 12:45

1y ago12:45

12:45

Comment on the Show by Sending Mark a Text Message. In this episode of the Employee Survival Guide, Mark addresses the issue of oversharing at work. He explores the pros and cons of oversharing. Obviously, oversharing can be damaging to other employees, i.e. mental nervous conditions and coworker abuse, a sexual harassment comment or ageist comment…

1
Employers Don't Want DEI to Succeed! 20:45

1y ago20:45

20:45

Comment on the Show by Sending Mark a Text Message. In this episode of the Employee Survival Guide, Mark attacks the DEI initiative and argues that employers just do not want any DEI initiatives to succeed because it is bad for business. Mark wastes no time blaming employers for the DEI fiasco now experienced by employees nationwide. Links to sourc…

1
Employees Now Have New Freedom of Speech Rights At Work 11:51

1y ago11:51

11:51

Comment on the Show by Sending Mark a Text Message. In this episode of the Employee Survival Guide, Mark discussses the recent federal government action to provide millions of working Americans new Freedom of Speech rights at work by banning pre and post dispute confidentiality agreements and nondisparagement agreements in severance agreements empl…

1
Series 65 Exam Free Audio Lesson 9 2023 12:45

1y ago12:45

12:45

Series 65 Exam Free Audio Lesson 9 Series 65 Exam Free Audio Lesson 9 is a lesson for the Series 65 Exam which can lead to the candidate being licensed as an Investment Advisor Representative. The other possible exam would be the series 66 examination. What is the Series 65 Exam? The Series 65 Exam The Series 65 is another path to becoming an Inves…

1
Your Layoff Severance First Aid Kit 16:29

1y ago16:29

16:29

Comment on the Show by Sending Mark a Text Message. In this episode of the Employee Survival Guide, Mark prepares your layoff first aid kit and instructs you about what should go into it. He will discuss (10) ten steps you need to run through when you receive your layoff notice and severance agreement. Mark offers quick advice from years of handlin…

1
What Is a Hostile Work Environment Anyway? 27:38

1y ago27:38

27:38

Comment on the Show by Sending Mark a Text Message. In this episode of the Employee Survival Guide, Mark confronts and explains one of the most overused and most misunderstood employment law phrases out there. What is a hostile work environment anyway? Mark wants to end the confusion once and for all. After you listen to this episode you will know …

1
Speak Out Act- A Federal Ban on Predispute Confidentiality Agreements Regarding Sexual Harassment and Sexual Assault Victims 14:08

1y ago14:08

14:08

Comment on the Show by Sending Mark a Text Message. In this episode of the Employee Survival Guide, Mark explores the recently enacted federal ban on predispute nondisclosure agreements regarding sexual harassment and sexual assault in the workplace. The Speak Out Act bans or voids any and all predispute agreements from prohibiting anyone for compl…

1
Fired or Laidoff What Company Information Can You Take With You and How to Do It? 18:36

1y ago18:36

18:36

Comment on the Show by Sending Mark a Text Message. In this episode of the Employee Survival Guide Mark discusses what things you can take and not take with you after being laid off or terminated for cause. There is a common misperception among employees about what exactly an employer owns. Mark explains that work for hire means anything you do for…

1
Series 65 Exam Free Audio Lesson 8 2023 13:45

1y ago13:45

13:45

Series 65 Exam Free Audio Lesson 8 Series 65 Exam Free Audio Lesson 8 is a lesson for the Series 65 Exam which can lead to the candidate being licensed as an Investment Advisor Representative. The other possible exam would be the series 66 examination. What is the Series 65 Exam? The Series 65 Exam The Series 65 is another path to becoming an Inves…

1
Healthcare Claims Denied Because Not Medically Necessary-and How to Win Them 19:26

1y ago19:26

19:26

Comment on the Show by Sending Mark a Text Message. In this episode of the Employee Survival Guide, Mark addresses the important topic of healthcare claim denials because the medical treatment is deemed by the health insurance carrier as "Not Medically Necessary". This is the state of healthcare insurance practice across the country and employees a…

1
Job Loss, Grief, and Professional Identity 17:45

1y ago17:45

17:45

Comment on the Show by Sending Mark a Text Message. In this episode of the Employee Survival Guide Mark tackles job loss, grief, and professional identity. He realized after so many years counseling clients, he had never written about job loss and the grieving process. Mark not only provides the steps for healthy grieving a job loss, but he also pr…

1
Post Covid-19 Recovery “Is A Disability” 15:23

1+ y ago15:23

15:23

Comment on the Show by Sending Mark a Text Message. The U.S. Government reports that individuals who have “recovered” from Covid-19 do not have a physical disability under federal disability discrimination laws. However, this conclusion is not accurate, and you need to know why. In an Article on November 18, 2022, I reported that 60% of the U.S. po…

1
Federal Government Moves to Ban All Noncompetition Agreements Nationwide 10:00

1+ y ago10:00

10:00

Comment on the Show by Sending Mark a Text Message. In this episode of the Employee Survival Guide, Mark discusses the following. In an anticipated and crushing blow to all employers nationwide, the Federal Trade Commission (FTC) on January 5, 2023 issued a proposed rule that would forever ban noncompetition agreements in employment for an estimate…

1
Q & A With Mark Carey: Retaliation Claims From Our Listeners 16:55

1+ y ago16:55

16:55

Comment on the Show by Sending Mark a Text Message. In this episode of the Employee Survival Guide, Mark dives into listener questions regarding retaliation claims. Mark analyzes three real life fact examples and provides you with immediate triage analysis of what he would do in each case. You will quickly pick up "pro tips" from Mark and incorpora…

1
Q&A With Mark Carey: Family Medical Leave Act Questions From Listners 15:21

1+ y ago15:21

15:21

Comment on the Show by Sending Mark a Text Message. In this episode of the Employee Survival Guide, Mark answers questions from listeners regarding the Family Medical Leave Act (FMLA). Mark will provide a factual example based on an employee's real life circumstance and he will interpret the potential play by play about what can happen in the case.…

1
December 2022 Layoffs, Recession and Severance Tips 11:02

1+ y ago11:02

11:02

Comment on the Show by Sending Mark a Text Message. In this episode of the Employee Survival Guide, Mark discusses the recent layoffs in 2022 and how he predicts a recession is already underway. He then provides helpful information about how to handle the severance negotiation with your employer without using an employment attorney. Mark has provid…

Podcasts, die es wert sind, gehört zu werden

Sarbanes Oxley Podcasts

Podcasts, die es wert sind, gehört zu werden

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